2020-2021 Catalog 
    
    Dec 26, 2024  
2020-2021 Catalog [ARCHIVED CATALOG]

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LAW 918 - Securities Regulation


Unit(s): 3

An introduction to the Securities Act of 1933 and the Securities and Exchange Act of 1934. The course focuses on disclosure obligations relating to the distribution and trading of securities in the United States. Topics include the offerings of securities, anti-fraud provisions, insider trading, and exceptions to the disclosure requirements.


Prerequisite: concurrent LAW 627 with a minimum grade of D
Restriction: College restricted to School of Law
School of Law



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