LAW 645 - Advanced Securities Regulation

Unit(s): 2

The course builds on themes developed in Securities Regulation and consists of four parts. Part I refines concepts from the Securities Regulation course, notably related to the definition of security, exempt transactions, and securities litigation. Part II considers enforcement of the securities laws. Part III addresses the regulation of financial intermediaries. Finally, Part IV concludes by exploring transnational issues. Current doctrinal and policy debates will be discussed throughout.

Restriction: Class restrictions exclude Law 1st Yr. Full time, Law 1st Yr. Part Time and Law 1st Yr. Part Time Day; College restricted to School of Law
School of Law